DEF 14A of AlTi Global, Inc.
Filed Apr 30, 2026 · FY20250001140361-26-018294
Information Regarding the Directors and Director Nominees
Information Regarding the Directors and Director Nominees Our Certificate of Incorporation provides for the annual election of directors. At each annual meeting, directors will be elected to hold office until the next year’s annual meeting of stockholders or until his or her successor is duly elected and qualified. Each director nominee has been reviewed and recommended for nomination by our Environmental, Social Governance and Nominating Committee (the “ESG&N” or “ESG&N Committee”) and has consented to serve as a director if elected. Although management does not anticipate that any nominee will be unable or unwilling to serve as a director, in the event of such an occurrence, proxies may be voted in the discretion of the persons named in the proxy for a substitute designated by the Board, unless the Board decides to reduce the number of directors constituting the Board. Our directors are elected by a plurality of vote properly cast on the election of directors; therefore, the nominees who receive the largest number of votes cast in favor of their election will be elected. The Board has an Audit, Finance & Risk Committee (the “AFRC” or “Audit Committee”), a Human Capital and Compensation Committee (the “HC&C” or “Compensation Committee”), the ESG&N Committee, and a Transaction Committee (the “TC” or “Transaction Committee”). As of the date of this Proxy Statement, our directors are as follows:
Information Regarding the Directors and Director Nominees
| | | | | | Committee Membership | | | | | Name | Age | Position(s) | Independent | Director Since | AFRC | HC&C | ESG&N | TC | | Ali Bouzarif | 47 | Director | Yes | 2023 | | • | • | • | | Tracey Brophy Warson(1) | 63 | Director | Yes | 2023 | | • | • | | | Nancy Curtin | 68 | Interim Chief Executive Officer, Global Chief Investment Officer and Director | No | 2026 | | | | | | Nazim Cetin | 49 | Director | Yes | 2024 | | • | | • | | Norma Corio | 65 | Director | Yes | 2023 | • | • | • | | | Mark Furlong | 69 | Director | Yes | 2023 | • | • | | • | | Timothy Keaney | 64 | Chair of the Board | Yes | 2023 | • | | • | | | Andreas Wimmer | 50 | Director | Yes | 2024 | | | | | | | | Number of Committee Meetings in 2025 | | | 10 | 5 | 4 | 3 |
Information Regarding the Directors and Director Nominees
• Chair
Information Regarding the Directors and Director Nominees
| (1) Ms. Brophy Warson and the Board have agreed she will not be renominated for re-election at the Annual Meeting and her term will end at the Annual Meeting. |
Information Regarding the Directors and Director Nominees
| Director Nominees |
Information Regarding the Directors and Director Nominees
Ali Bouzarif. Mr. Bouzarif has served as a member of our Board since January 2023. Mr. Bouzarif was previously a member of the Supervisory Board and Partner of Alvarium Investments Limited (“Alvarium”). He also served on the Finance and Compensation Committee of Alvarium. Mr. Bouzarif is currently CEO of IlWaddi Advisors and has worked with IlWaddi Group, a global private investment group, since 2017. Mr. Bouzarif previously served as the Head of M&A at the Qatar Investment Authority (the “QIA”) from 2007 to 2017. At the QIA, he was a member of the management investment committee and was instrumental in the completion of several notable transactions, such as the acquisition of the Harrods Department store and the merger of the Fairmont Raffles Hotels Group with AccorHotels, among others. During his tenure at the QIA, Mr. Bouzarif served as a member of the board of directors and the remuneration committee of Heathrow Airport and American Express Global Business Travel (NYSE: GBTG), a board member and member of the commitment committee of AccorHotels, and a member of the board of Canary Wharf Group. Mr. Bouzarif holds a Master’s degree in business engineering from Solvay Brussels School of Economics & Management and is a CFA® charterholder. Mr. Bouzarif’s qualifications to serve on our Board include his investment management experience and time spent serving as a member of a variety of boards of directors. Nazim Cetin. Dr. Cetin was appointed as director on the Board on July 31, 2024, pursuant to the Allianz Investor Rights Agreement (as defined below). He has been serving as the CEO of Allianz X since 2017, bringing over a decade of leadership experience in investment, business development, and entrepreneurship to the role. Before Allianz X, Dr. Cetin was the Vice President of Corporate Development & New Businesses at the media conglomerate Bertelsmann. He also founded Agora 42, the first German periodical dedicated to economics and philosophy. Prior to that, Dr. Cetin held the position of Vice President of Commercial Finance at Maple Bank, where he played a pivotal role in internationalizing the bank’s Commercial Finance division. He began his career in investment banking at LBBW. In addition to his position at Allianz X, Dr. Cetin is an active member of the supervisory boards of several companies, including Ualá and Pie Insurance. He holds a Ph.D. in Economics from Witten-Herdecke University, an M.Sc. in Economics and Management from Universitat Pompeu Fabra Barcelona, and earned his first degree in Quantitative Economics from the Eberhard Karl University of Tübingen. Norma Corio. Ms. Corio currently serves on the Board of several public companies and has more than 40 years of experience in the financial services industry. She began her career in 1982 working in a variety of roles during her 30 years at JPMorgan Chase & Co. (“JPMorgan”), including as Head of Restructuring in the firm’s Investment Banking division and, subsequently, as Treasurer during the 2008-2010 financial crisis. Following JPMorgan, Ms. Corio served as Co-President of Miller Buckfire, a Stifel company, from 2013 to 2014. In 2014, she became Chief Financial Officer of American Express Global Business Travel (NYSE: GBTG), a role she held until 2017. From 2018 until 2022, Ms. Corio served as a Senior Managing Director of One Equity Partners, arranging debt financing for portfolio companies as Head of Capital Markets, serving on the Investment Committee and on several portfolio company boards. Ms. Corio currently serves on the board of Cicor Technologies Ltd. (SWX: CICN) and is a member of the Audit Committee, and serves as Chair of the Audit Committee of Finance of America Companies, Inc. (NASDAQ: FOA). She also serves on the board of private companies: Omni Environmental Solutions, Inc., serving as Chair of the Audit Committee, and Wood Technology, Inc., serving as Chair of the Compensation Committee and member of the Audit Committee. Previously, Ms. Corio served on the board of private company, Bibliotheca Group. Prior to that, she was on the Board of GO Acquisition Corp. (NYSE: GOAC) as Audit Committee Chair and member of the Nominating and Compensation Committees from 2020 to 2022. Ms. Corio graduated with a Bachelor of Arts in Economics from Le Moyne College and earned a Master’s in Business Administration from Pace University. Ms. Corio’s qualifications to serve on our Board include her years spent working in the financial services industry and her extensive service on various public company boards of directors. Nancy Curtin. Ms. Curtin served as a member of our Board from January 2023 to June 2024. She is currently our Interim Chief Executive Officer and Global Chief Investment Officer. Ms. Curtin previously served as a Partner, Group Chief Investment Officer, Head of Investment Advisory and participant member of the Supervisory Board of Alvarium. Before joining Alvarium, Ms. Curtin was Chief Investment Officer and Head of Investments at Close Brothers Asset Management (“CBAM”), a U.K. investment and financial advice firm which she helped to build focused on private clients, high-net-worth, charities, and family offices, from 2010 to 2019 and Managing Partner and Chief Investment Officer of Fortune Asset Management, an institutional advisory business focused on alternatives investing for family offices and European institutions, from 2002 until its acquisition by CBAM in 2010. Her previous roles also include Managing Partner and Independent Investment Adviser of Internet Finance Partners, a specialist venture capital business of Schroders plc, Managing Director and Head of Global Investments-Mutual Funds for Schroders, and Head of Emerging Markets and part of the senior leadership team for Baring Asset Management. Ms. Curtin started her career in investment banking and M&A, followed by investment leadership in a large single-family office, focused on private equity and real estate investments. She has been Chairperson of the Board of DigitalBridge Group, Inc., a leading global alternatives investment firm with a focus on identifying and capitalizing on key secular trends in digital infrastructure, since 2021 and has been a member of the board thereof since 2014; as well, she is a Trustee of a global charity Right to Play. Ms. Curtin is a Summa Cum Laude graduate of Princeton University and has an MBA from Harvard Business School. Ms. Curtin’s qualifications to serve on our Board include her extensive experience in investment management, her service as a director and chairperson of a U.S.-listed public company, her role as our Interim Chief Executive Officer, and her familiarity with our business and strategy through her service as our Global Chief Investment Officer. Mark Furlong. Mr. Furlong has served as a member of our Board since September 2023. He is the former President and Chief Executive Officer of BMO Harris Bank, N.A., a role he held from 2011 until his retirement in 2015. Previously, he worked at Marshall & Ilsley Corporation, which he joined in 2001 as Chief Financial Officer, was elected President in 2004, Chief Executive Officer in 2007 and Chairman in 2010. His prior experience includes service as Chief Financial Officer of Old Kent Financial Corp., as First Vice President, Corporate Development for H.F. Ahmanson & Company and as audit partner for Deloitte & Touche LLP. Mr. Furlong currently serves as a Director of Kforce Inc. Mr. Furlong continues to be active in a variety of not-for-profit organizations. Mr. Furlong graduated with a Bachelor of Science degree from Southern Illinois University. Mr. Furlong’s qualifications to serve on our Board include his years spent working in the financial services industry and his extensive service on various company boards of directors.
Information Regarding the Directors and Director Nominees
Timothy Keaney. Mr. Keaney has served as a member of our Board since January 2023. Mr. Keaney worked for the Bank of New York Company in various executive roles from 2000 until 2006 including head of the asset servicing business, and as head of the Bank of New York Company’s presence in Europe, having management responsibilities for all business activity in Europe. Upon the Bank of New York Company’s merger with the Mellon Financial Corporation in 2007 (forming the Bank of New York Mellon Corporation (NYSE: BK)), Mr. Keaney began serving as co-Chief Executive Officer of the BNY Mellon’s asset servicing, and later served individually as Chief Executive Officer of asset servicing from 2010 until 2012. Mr. Keaney served as Vice Chairman of BNY Mellon from October 2010 until September 2014, and as Chief Executive Officer of Investment Services from 2013 to 2014. Mr. Keaney has served on the board of UNUM Group (NYSE: UNM) since 2012, currently serving as a member of the Finance Committee and as Chairman of the Audit Committee. Since 2019, Mr. Keaney has also served as a Director for PolySign, Inc., a privately held fintech company. Mr. Keaney earned a B.S.B.A. from Babson College. Mr. Keaney’s qualifications to serve on our Board include his lengthy experience working in both the asset management and fintech industries, in addition to his time spent serving as a director of a U.S.-listed public company. Andreas Wimmer. Dr. Wimmer was appointed as director on the Board on July 31, 2024, pursuant to the Allianz Investor Rights Agreement. He has been a member of the Board of Management of Allianz SE since 2021, where he currently oversees the company’s global asset management operations, Allianz Life in the United States, and Allianz Global Life. Prior to his current role, Dr. Wimmer served as the CEO of Allianz Lebensversicherungs-AG, the largest life insurance company within the Allianz Group and the leading provider of life insurance in Germany. Before that, he held various leadership roles at Allianz Leben, including overseeing corporate clients, sales, broker management, and product development in the life insurance sector. During this time, he was instrumental in pioneering innovative investment strategies, refocusing the business on modern guarantee solutions. This strategic shift allowed for greater flexibility in capital investments and delivered attractive long-term returns for clients. Dr. Wimmer began his professional journey in 1999 as a researcher at the Institute for Banking Innovation in Germany. He holds a Ph.D. in Business Administration from the University of Regensburg and an MBA from Murray State University in the US.
Related Party Transaction Policy
| (3) Shares of Common Stock subject to stock options or warrants currently exercisable or exercisable within 60 days of April 14, 2026 are deemed to be outstanding for purposes of computing the percent ownership of the person holding such options or warrants and the percent ownership of any group of which the holder is a member but are not deemed outstanding for purposes of computing the percentage of any other person or group. |
SECURITIES AUTHORIZED FOR ISSUANCE UNDER EQUITY COMPENSATION PLANS
SECURITIES AUTHORIZED FOR ISSUANCE UNDER EQUITY COMPENSATION PLANS The following table contains information as of December 31, 2025 with respect to compensation plans under which any of our equity securities are authorized for issuance. This table includes information as of December 31, 2025 with respect to our equity securities under the AlTi Global, Inc. 2023 Stock Incentive Plan (the “2023 Plan”), which was approved by our stockholders in connection with the Business Combination and is our only equity compensation plan.
SECURITIES AUTHORIZED FOR ISSUANCE UNDER EQUITY COMPENSATION PLANS
| | Equity Compensation Plan Information | | | | Plan Category | Number of securities to be issued upon exercise of outstanding options, warrants and rights (a) | Weighted-average exercise price of outstanding options, warrants and rights (b) | Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column (a)) (c) | | Equity compensation plans approved by securityholder | 6,680,717 | - | 4,200,276 | | Equity compensation plans not approved by securityholders | - | - | - | | Total | 6,680,717 | - | 4,200,276 |
SECURITIES AUTHORIZED FOR ISSUANCE UNDER EQUITY COMPENSATION PLANS
| EXECUTIVE COMPENSATION |
Leadership Transition
| SUMMARY COMPENSATION TABLE FOR FISCAL YEAR 2025 |
Leadership Transition
| Name and Principal Position | Year | Salary($) | Bonus ($)(1) | Stock Awards ($)(2) | All Other Compensation ($)(3) | Total($) | | Michael Tiedemann, Chief Executive Officer(4) | 2025 | 600,000 | 1,000,000 | 1,212,533 | 17,500 | 2,830,033 | | | 2024 | 600,000 | 1,300,000 | 3,473,992 | 17,250 | 5,391,242 | | Kevin Moran, President and Chief Operating Officer | 2025 | 450,000 | 762,000 | 3,383,069 | 17,500 | 4,572,569 | | | 2024 | 400,000 | 812,000 | 1,563,266 | 17,250 | 2,792,516 | | Colleen Graham, Chief Legal, Compliance and Risk Officer | 2025 | 425,000 | 637,000 | 2,878,187 | 17,500 | 3,907,687 | | | 2024 | 375,000 | 1,080,750(5) | 894,717 | 17,250 | 2,367,717 |
Equity Awards
| OUTSTANDING EQUITY AWARDS AT 2025 FISCAL YEAR END |
Equity Awards
| DIRECTOR COMPENSATION |
Equity Compensation Paid to Board Members
| DIRECTOR COMPENSATION TABLE FOR FISCAL YEAR 2025 |
Equity Compensation Paid to Board Members
| Name | Fees Earned or Paid in Cash($) | Stock Awards($)(1)(2) | All Other Compensation($) | Total($) | | Ali Bouzarif | 105,000 | 125,080 | - | 230,080 | | Nazim Cetin | 110,000 | 125,080 | - | 235,080 | | Norma Corio | 300,000 | 125,080 | - | 425,080 | | Mark Furlong | 310,000 | 125,080 | - | 435,080 | | Timothy Keaney | 330,000 | 193,306 | - | 523,306 | | Tracey Brophy Warson | 290,000 | 125,080 | - | 415,080 | | Andreas Wimmer | 100,000 | 125,080 | - | 225,080 |